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SEC Division of Examinations Publishes ESG Investing Risk Alert

The SEC’s Division of Examinations issued a Risk Alert on April 9, 2021 highlighting observations from its recent exams of investment advisers, registered investment companies, and private funds offering environmental, social, and governance (ESG) products and services.

The risk alert is available at: https://www.sec.gov/files/esg-risk-alert.pdf?utm_medium=email&utm_source=govdelivery.

esg-risk-alert.pdf (sec.gov)