Schwartz, Counsellors at Law Counsellors at Law
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Capital Markets and Corporate Finance

Our partners have many years of experience representing foreign and domestic issuers in unregistered capital markets transactions such as debt and equity financings, Euro-commercial paper programs and medium-term note programs by offshore subsidiaries, including offerings under Regulation D, Regulation S and Rule 144A under the U.S. Securities Act of 1933.

Our firm is experienced in U.S. private placements by foreign issuers, and is an approved U.S. securities counsel for various investment banks, providing no-registration opinions and Regulation D compliance to their corporate issuer clients.

We have advised private investment funds on the listing rules of various international securities exchanges, including the Irish Stock Exchange and the Luxembourg Stock Exchange. We work closely with the leading law firms in the principal offshore jurisdictions to provide clients with advice concerning securities and investment laws of such jurisdictions. Schwartz LLC has relationships with leading Wall Street law firms in the event a client wishes to undertake an SEC-registered public offering or other listed company transaction.

Commercial Lending, Syndications, Participations and Leasing

Schwartz LLC represents corporate borrowers and institutional lenders in domestic and cross-border lending transactions, secured and unsecured loan facilities, both senior and subordinated, and private placements of high-yield debt. In addition, our partners have experience in cross-border aircraft leasing and finance transactions.

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